Engagement

Regulatory Walkthrough Support

Side-by-side preparation for supervisory or bank questionnaires that ask how customer funds, settlement chains, and fee recognition are controlled in practice.

Two professionals discussing documents across a meeting table

For whom

Ahead of a questionnaire or on-site visit

Compliance and finance pairs at payment institutions, e-money issuers, and lending platforms facing bank sponsor reviews or Taiwan supervisory information requests.

Typical duration: Ten business days typical

Delivery: Workshop format with annotated response drafts

Fee basis: Day-rate or fixed workshop fee from NT$120,000

Request this review

Engagement shape

We translate your existing control descriptions into answers that match how reviewers actually ask questions — tracing a sample customer fund movement from intake to settlement, naming owners, and flagging where evidence folders are thin.

Included

  • Questionnaire gap review against your current policies
  • Annotated draft responses for agreed question sets
  • One rehearsal walkthrough with nominated speakers
  • Evidence checklist for the visit or submission

Excluded

  • Representation before regulators as counsel
  • Drafting of new licensing applications
  • Ongoing monitoring after the visit concludes

Ready to scope the ledger?

Share the entity type, reporting period, and which ledgers you need examined. We will confirm fit before any kickoff.

Send a brief